PB
PB
Peter Bittermann
26 Years of Experience
Onalask, WI
4 DisclosuresBroker
Peter Bittermann is a registered investment advisor at Westminster Financial Advisory CORP, based in Onalask, WI, with 26 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2,029 clients with $1.4B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
40 advisors
Number of Clients
2,029 clients
Average Client Portfolio
$671K average
Assets Under Management
$1.4B
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The annual advisory fee is negotiable and will not exceed 2.5% of the managed account value.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Onalask, WI
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2018Final
Employment Separation After Allegations
February 2011Customer Dispute
August 2009Settled
Customer Dispute
January 2009Settled
Employment History
Current Registrations
Westminster Financial Advisory CORP
August 2011 - Present · 15 yrs 2 mos
Westminster Financial Securities, INC.
March 2011 - Present · 15 yrs 7 mos
Westminster Financial Securities, INC.Broker
March 2011 - Present · 15 yrs 7 mos
Previous Registrations
RBC Capital Markets, LLC
July 2006 - February 2011 · 4 yrs 7 mos
RBC Capital Markets, LLCBroker
July 2006 - February 2011 · 4 yrs 7 mos
B. C. Ziegler and CompanyBroker
March 2002 - July 2006 · 4 yrs 4 mos
RBC Dain Rauscher INC.Broker
May 2000 - March 2002 · 1 yr 10 mos
State Registrations4 states
AZMNTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.