Wesley Lew is a registered investment advisor, based in Schaumburg, WA, with 25 years of industry experience.
Location
Schaumburg, WA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Advisors LLC
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
September 2005 - July 2012 · 6 yrs 10 mos
First Allied Securities, INC.Broker
August 2005 - September 2022 · 17 yrs 1 mo
Morgan Stanley
September 2001 - August 2005 · 3 yrs 11 mos
Morgan Stanley Dw INC.Broker
May 2000 - August 2005 · 5 yrs 3 mos
State Registrations5 states
AZCAHITXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.