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Brian Wheeler
24 Years of Experience
Indianapolis, IN
2 Disclosures
Brian Wheeler is a registered investment advisor at Vertical Wealth, LLC, based in Indianapolis, IN, with 24 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 66 clients with $32M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
66 clients
Average Client Portfolio
$480K average
Assets Under Management
$31.7M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
Fees are negotiable in certain circumstances, such as limited advice or generational family accounts.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
6402 Corporate Drive, Suite 102, Indianapolis, IN, 46278
Get directionsHistory
Regulatory History (2)
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Regulatory
October 2017Final
Regulatory
August 2016Final
Employment History
Current Registrations
Vertical Wealth, LLC
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
MML Investors Services, INC.
September 2005 - November 2009 · 4 yrs 2 mos
MML Investors Services, INC.Broker
September 2005 - November 2009 · 4 yrs 2 mos
Securian Financial Services, INC.
August 2002 - September 2005 · 3 yrs 1 mo
Securian Financial Services, INC.Broker
January 2002 - September 2005 · 3 yrs 8 mos
Oneamerica Securities, INC.Broker
March 2000 - January 2002 · 1 yr 10 mos
American United Life Insurance CompanyBroker
March 2000 - December 2001 · 1 yr 9 mos
State Registrations1 state
IN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.