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Linda Liu is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 23 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
460 Broadway, New York, NY, 10013
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Regulatory History (3)
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Customer Dispute
December 2021Settled
Customer Dispute
December 2020Settled
Customer Dispute
August 2016Denied
Employment History
Current Registrations
Wells Fargo Advisors
May 2025 - Present · 1 yr
Wells Fargo Clearing Services, LLCBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Wells Fargo Advisors
April 2025 - April 2025 · 0 mos
Cetera Investment Advisers LLC
January 2014 - April 2025 · 11 yrs 3 mos
Cetera Investment Services LLCBroker
March 2013 - April 2025 · 12 yrs 1 mo
Cetera Investment Services LLC
March 2013 - January 2014 · 10 mos
Cetera Investment Services LLCBroker
December 2007 - March 2013 · 5 yrs 3 mos
Cetera Investment Services LLC
December 2007 - March 2013 · 5 yrs 3 mos
AXA Advisors, LLCBroker
February 2007 - December 2007 · 10 mos
Kellogg Capital Group LLCBroker
February 2004 - June 2005 · 1 yr 4 mos
Performance Specialist Group LLCBroker
April 2002 - December 2002 · 8 mos
Performance Specialist Group, LLCBroker
October 2001 - April 2002 · 6 mos
Puglisi, Robert GasparBroker
July 2001 - March 2002 · 8 mos
Wagner Stott Bear Specialists LLCBroker
April 2001 - August 2001 · 4 mos
Wagner Stott Mercator, L.L.C.Broker
March 2000 - April 2001 · 1 yr 1 mo
State Registrations10 states
CACTFLGAMANJNYPASCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.