LM
LM

Laura Mitchell

25 Years of Experience
Austin, TX
Broker

Laura Mitchell is a registered investment advisor at Ameriprise Financial Services, LLC, based in Austin, TX, with 25 years of industry experience. Laura operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

10800 Pecan Park Blvd, Ste 415, Austin, TX, 78750-1224

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Laura is involved with Your My Boy Blue LLC, focusing on client experience, operational tasks, new business processing, client service, event coordination, and website support. This takes about a quarter of Laura's time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2016 - Present · 9 yrs 5 mos
Ameriprise Financial Services, LLC
November 2014 - Present · 11 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
LPL Financial LLCBroker
May 2013 - November 2014 · 1 yr 6 mos
Ims Securities, INC.Broker
March 2009 - April 2013 · 4 yrs 1 mo
Stanford Group CompanyBroker
October 2006 - March 2009 · 2 yrs 5 mos
Citigroup Global Markets INC.Broker
February 2006 - October 2006 · 8 mos
Legg Mason Wood Walker, IncorporatedBroker
December 2002 - February 2006 · 3 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 2000 - December 2002 · 2 yrs 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.