AC
AC

April Lynn Charles

25 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
473 clients
Average Client Portfolio
$427K average
Assets Under Management
$202.1M

Fee Structure

Financial Planning:Included in AUM fee
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Location

841 Apollo Street, Ste 320, El Segundo, CA, 90245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Urban Wealth Management or Uwm
May 2017 - Present · 8 yrs 9 mos
Previous Registrations
TrutoroBroker
January 2019 - December 2022 · 3 yrs 11 mos
Concert Wealth Management
June 2012 - June 2017 · 5 yrs
Purshe Kaplan Sterling InvestmentsBroker
June 2012 - September 2018 · 6 yrs 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2012 · 3 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2012 · 3 yrs 1 mo
Citigroup Global Markets INC.
November 2003 - June 2009 · 5 yrs 7 mos
Citigroup Global Markets INC.Broker
September 2000 - June 2009 · 8 yrs 9 mos
Prudential Securities IncorporatedBroker
May 2000 - September 2000 · 4 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.