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CFP
MA
CFP

Mei Au

Kestra Advisory Services, LLC
26 Years of Experience
Easley, SC
Broker
View SEC Summary
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Mei Au is a CFP-designated registered investment advisor at Kestra Advisory Services, LLC, based in Easley, SC, with 26 years of industry experience. Mei is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Easley, SC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mei works full-time as a registered representative and investment advisor representative for Kestra Investment Services and Kestra Advisory Services. Additionally, Mei works as an independent contractor writing devotionals for a Christian publication, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2016 - Present · 10 yrs 6 mos
Kestra Investment Services, LLC
May 2012 - Present · 14 yrs 5 mos
Kestra Investment Services, LLCBroker
May 2012 - Present · 14 yrs 5 mos
Previous Registrations
NFP Advisor Services, LLC
August 2012 - September 2016 · 4 yrs 1 mo
NFP Securities, INC.
May 2012 - August 2012 · 3 mos
Elliott Davis Investment Advisors
June 2009 - May 2012 · 2 yrs 11 mos
Elliott Davis Brokerage Services, LLCBroker
January 2009 - May 2012 · 3 yrs 4 mos
Cambridge Investment Research, INC.Broker
January 2007 - December 2008 · 1 yr 11 mos
Elliott Davis Investment Advisory Services, LLC
November 2005 - June 2009 · 3 yrs 7 mos
American Securities Group, INC.Broker
November 2005 - February 2007 · 1 yr 3 mos
Legg Mason Wood Walker INC
March 2002 - November 2005 · 3 yrs 8 mos
Legg Mason Wood Walker, IncorporatedBroker
March 2002 - November 2005 · 3 yrs 8 mos
Salomon Smith Barney INC.Broker
April 2000 - February 2002 · 1 yr 10 mos
State Registrations7 states
CAFLGAILNCSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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