KC
KC

Kenneth Christian

17 Years of Experience
Littleton, CO
4 DisclosuresSells Insurance

Kenneth Christian is a registered investment advisor at Tucker Asset Management LLC, based in Littleton, CO, with 17 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 2,960 clients with $600M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
60 advisors
Number of Clients
2,960 clients
Average Client Portfolio
$204K average
Assets Under Management
$603.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)

TAM charges a percentage of your portfolio each year, not to exceed 2.00%. The specific rate is determined on a client-by-client basis, considering factors like complexity and assets under management. For accounts over $10,000, TAM also charges an administrative and technology fee of up to $100 per account annually, billed monthly. Fees are billed monthly in arrears based on the average daily balance. TAM may aggregate asset amounts in accounts from your same household together to determine the advisory fee for all your accounts.

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Location

1520 West Canal Court, Suite 100, Littleton, CO, 80120

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2012
Final
Employment Separation After Allegations
February 2012
Judgment / Lien
July 2011
Criminal
April 1985
Final Disposition
Other Business ActivitiesSells Insurance

Kenneth is an agent/owner of Maplewood Financial Group since 2008, focusing on areas including portfolio construction, 401k rollovers, life insurance, and retirement planning. He spends a few hours per week on this activity.

Employment History
Current Registrations
Tucker Asset Management LLC
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
December 2006 - February 2012 · 5 yrs 2 mos
Summit Brokerage Services, INC.Broker
June 2003 - June 2003 · 0 mos
Investment Advisors & Consultants, INC.Broker
June 2000 - December 2006 · 6 yrs 6 mos
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Christian - Financial Advisor | TrueAdvisor