KC
KC

Kathryn Cannella

26 Years of Experience
Plainview, NY

Kathryn Cannella is a registered investment advisor at Concurrent Investment Advisors, LLC, based in Plainview, NY, with 26 years of industry experience. Kathryn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 13,277 clients with $16B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
286 advisors
Number of Clients
13,277 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$15.7B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $2.0M1.70%
$2.0M - $3.0M1.60%
$3.0M - $5.0M1.50%
$5.0M - $7.5M1.40%
$7.5M - $10.0M1.30%
$10M+1.00%

Fees are incremental and negotiable. Clients also incur a custody, platform, and administration fee typically equal to 0.05% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

980 Old Country Rd, Plainview, NY, 11803

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kathryn works full-time as a support person for Concurrent Investment Advisors. She also owns rental real estate property and spends minimal time on bookkeeping, maintenance, and landscaping. Additionally, Kathryn is a notary public, spending minimal time notarizing forms, but does not receive compensation for this activity.

Employment History
Current Registrations
Concurrent Investment Advisors, LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Thrivent Advisor Network, LLC
June 2021 - December 2024 · 3 yrs 6 mos
Purshe Kaplan Sterling InvestmentsBroker
February 2021 - March 2026 · 5 yrs 1 mo
Ameriprise Financial Services, LLC.
January 2017 - January 2021 · 4 yrs
Ameriprise Financial Services, LLCBroker
January 2017 - January 2021 · 4 yrs
MML Investors Services, LLCBroker
May 2016 - January 2017 · 8 mos
AXA Advisors, LLC
October 2010 - May 2016 · 5 yrs 7 mos
AXA Advisors, LLCBroker
April 2000 - May 2016 · 16 yrs 1 mo
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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