Karen Chung is a registered investment advisor at Morgan Stanley, based in Long Beach, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3840 Kilroy Airport Way, Suite 400, Long Beach, CA, 90806
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2025 - Present · 11 mos
Morgan StanleyBroker
October 2025 - Present · 11 mos
Previous Registrations
Western International Securities
November 2007 - October 2025 · 17 yrs 11 mos
Western International Securities, INC.Broker
November 2007 - October 2025 · 17 yrs 11 mos
Independent Financial Group, LLC
July 2007 - November 2007 · 4 mos
Independent Financial Group, LLCBroker
July 2007 - November 2007 · 4 mos
Omni Brokerage, INC.Broker
April 2005 - July 2007 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2000 - September 2001 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.