PR
PR

Paul Romano

20 Years of Experience
Atlanta, GA
1 DisclosureBroker

Paul Romano is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Atlanta, GA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

3455 Peachtree Rd Ne, Atlanta, GA, 30326

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History

Regulatory History (1)
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Judgment / Lien
March 2013
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2013 - Present · 12 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - Present · 14 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2005 - April 2009 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2005 - April 2009 · 4 yrs
Nylife Securities INC.Broker
May 2003 - June 2004 · 1 yr 1 mo
New England SecuritiesBroker
December 2001 - January 2002 · 1 mo
Prudential Securities IncorporatedBroker
February 2001 - November 2001 · 9 mos
Pruco Securities CorporationBroker
September 2000 - March 2001 · 6 mos
American Express Financial Advisors INC.Broker
June 2000 - July 2000 · 1 mo
Ids Life Insurance CompanyBroker
June 2000 - July 2000 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.