BS
BS

Bryan Stapleton

25 Years of Experience
Lafayette, IN
Broker

Bryan Stapleton is a registered investment advisor at Morgan Stanley, based in Lafayette, IN, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

415 Columbia Street, Suite 3100, Lafayette, IN, 47901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bryan is a board member for the Sherrif's merit board in Lafayette, Indiana, since 2016. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 2001 - June 2009 · 7 yrs 7 mos
Citigroup Global Markets INC.Broker
August 2001 - June 2009 · 7 yrs 10 mos
Morgan Stanley Dw INC.Broker
May 2000 - August 2001 · 1 yr 3 mos
State Registrations38 states
ALARAZCACODEFLGAIAILINKSKYMAMEMIMNMONCNENHNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bryan Stapleton - Financial Advisor | TrueAdvisor