BH
BH

Brian Hemp

25 Years of Experience
Winter Haven, FL
1 DisclosureBroker

Brian Hemp is a registered investment advisor at LPL Financial LLC, based in Winter Haven, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

141 E Central Ave, Ste 450, Winter Haven, FL, 33880

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 1997
Final Disposition
Other Business Activities

Brian operates his LPL business under the DBA Geric/Hemp Investment Group since 2007. He also helps his wife with "Books To Schools", taking minimal time, and runs a podcast called "Donuts in the Basement", also taking minimal time.

Employment History
Current Registrations
LPL Financial LLC
December 2007 - Present · 18 yrs 5 mos
LPL Financial LLCBroker
December 2007 - Present · 18 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2004 - December 2007 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2004 - December 2007 · 3 yrs 5 mos
H&r Block Financial Advisors, INC.
August 2003 - July 2004 · 11 mos
H&r Block Financial Advisors, INC.Broker
February 2001 - July 2004 · 3 yrs 5 mos
Dean Witter Reynolds INC.Broker
June 2000 - January 2001 · 7 mos
State Registrations14 states
AKAZFLGAILMINCNJNYOHORPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Hemp - Financial Advisor | TrueAdvisor