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Barton Rudolph

25 Years of Experience
Paducah, KY
Broker

Barton Rudolph is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Paducah, KY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

4730 Village Square Drive, Suite 110, Paducah, KY, 42001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Barton is involved in various business activities, including feedlot/cattle farming, real estate holding, hunting club membership, livestock feedyard ownership, real estate acquisition/rental, fast food restaurant ownership, RV park management, daycare ownership, aircraft company ownership, rental property ownership, and passive investment in a feed yard. These activities take up about half of Barton's time, primarily related to the feedlot/cattle farming operation.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
February 2009 - October 2019 · 10 yrs 8 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
February 2009 - October 2019 · 10 yrs 8 mos
Woodbury Financial Services, INC.
August 2006 - February 2009 · 2 yrs 6 mos
Woodbury Financial Services, INC.Broker
May 2006 - February 2009 · 2 yrs 9 mos
Woodmen Financial Services, INC.Broker
January 2003 - May 2006 · 3 yrs 4 mos
Safeco Investment Services, INC.Broker
July 2000 - December 2002 · 2 yrs 5 mos
State Registrations23 states
ALARAZFLGAIAILKYLAMOMTNCNENHNJNYPARISCTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.