Steven Lea is a registered investment advisor at Frost Investment Services, based in Boerne, TX, with 25 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,179 clients with $3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Frost Investment Services offers several investment programs with different fee structures:
- Fund Strategist Portfolio Program: 0.80% on the first $5,000,000, 0.60% on the next $5,000,000, and 0.50% over $10,000,000, plus a portfolio strategy fee of 0.18% on the first $5,000,000, 0.14% on the next $5,000,000, and 0.10% over $10,000,000.
- Optimum Asset Allocation Strategy: 0.80% on the first $5,000,000, 0.60% on the next $5,000,000, and 0.50% over $10,000,000, plus a portfolio strategy fee of 0.18% on the first $5,000,000, 0.14% on the next $5,000,000, and 0.10% over $10,000,000.
- Advisor Model Management: 0.80% on the first $5,000,000, 0.60% on the next $5,000,000, and 0.50% over $10,000,000, plus a portfolio strategy fee of 0.20% on the first $5,000,000, 0.17% on the next $5,000,000, and 0.10% over $10,000,000.
- Unified Managed Accounts Program: 1.25% on the first $1,000,000, 1.10% on the next $1,000,000, 1.00% on the next $3,000,000, and 0.85% over $5,000,000. An optional tax and/or impact overlay service is available for an additional fee of 0.10% on the first $10,000,000, 0.08% on the next $15,000,000, and 0.05% over $25,000,000.
Location
1300 S Main St, Boerne, TX, 78006
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steven is a board member and treasurer for The Texas Surf Museum, a museum and cultural heritage preservation organization, since 2025. He dedicates minimal time to this activity, attending board meetings, participating in social events, and assisting in designing endowments.
Employment History
Current Registrations
Frost Investment Services
Frost Brokerage Services, INC.Broker
Previous Registrations
Frost Investment Services
State Registrations19 states
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