Theresa Nachman is a registered investment advisor, based in Redding, CA, with 25 years of industry experience.
Location
2620 Larspur Ln, Suite Q, Redding, CA, 96002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Theresa uses Onyx Wealth Strategies as a DBA for client-facing marketing and collaborates with the owner to support business practices. This activity takes about half of Theresa's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2020 - Present · 5 yrs 5 mos
Raymond James Financial Services, INC.Broker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Edward Jones
August 2006 - December 2020 · 14 yrs 4 mos
Edward JonesBroker
August 2006 - December 2020 · 14 yrs 4 mos
Morgan Stanley
November 2000 - August 2006 · 5 yrs 9 mos
Morgan Stanley Dw INC.Broker
August 2000 - August 2006 · 6 yrs
State Registrations13 states
AKALCAHIIDMIMTNCNVORTNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.