RN
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Randall Nutter

25 Years of Experience
Harrisonburg, VA
1 DisclosureBroker

Randall Nutter is a registered investment advisor at LPL Financial LLC, based in Harrisonburg, VA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

370 Neff Ave Unit P Ste 8, Harrisonburg, VA, 22801

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Denied
Other Business Activities

Randall operates Nutter Financial as a DBA for his LPL business, dedicating about half of his time. He also owns Valley Pike Properties (real estate rental) and WILBURN LLC (family investments), and works at Sherwin Williams about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLCBroker
December 2023 - Present · 2 yrs 5 mos
LPL Financial LLC
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
November 2015 - December 2023 · 8 yrs 1 mo
Wells Fargo Clearing Services, LLC
November 2015 - December 2023 · 8 yrs 1 mo
Edward Jones
September 2009 - November 2015 · 6 yrs 2 mos
Edward JonesBroker
September 2009 - November 2015 · 6 yrs 2 mos
Banc of America Investment Services, INC.
April 2003 - September 2009 · 6 yrs 5 mos
Banc of America Investment Services, INC.Broker
April 2003 - September 2009 · 6 yrs 5 mos
Raymond James Financial Services
November 2001 - April 2003 · 1 yr 5 mos
Raymond James Financial Services, INC.Broker
September 2001 - April 2003 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - October 2001 · 1 yr 5 mos
State Registrations4 states
MDPAVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Randall Nutter - Financial Advisor | TrueAdvisor