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Robert Ferraro

25 Years of Experience
Canfield, OH
Broker

Robert Ferraro is a registered investment advisor at Ameriprise Financial Services, LLC, based in Canfield, OH, with 25 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

6599 Seville Dr Ste 100, Canfield, OH, 44406

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert has business ownership in an entity at 2207 Michael Dr, Youngstown, OH since 2019. He spends minimal time on this non-investment related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2019 - Present · 6 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 2019 - Present · 6 yrs 7 mos
Ameriprise Financial Services, LLC
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
March 2009 - October 2019 · 10 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
March 2009 - October 2019 · 10 yrs 7 mos
Butler, Wick & CO., INC.
August 2005 - March 2009 · 3 yrs 7 mos
Butler, Wick & CO., INC.Broker
July 2001 - March 2009 · 7 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2000 - June 2001 · 1 yr
State Registrations20 states
CACODEFLIDILINMAMDMSNCNJNVNYOHPASCSDTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Ferraro - Financial Advisor | TrueAdvisor