Jason Chiu is a registered investment advisor, based in Los Angeles, CA, with 24 years of industry experience.
Location
801 S Figueroa St, Los Angeles, CA, 90017
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
May 2025 - Present · 1 yr
Cetera Investment Advisers LLC
May 2025 - Present · 1 yr
Previous Registrations
Citigroup Global Markets INC.Broker
September 2023 - January 2025 · 1 yr 4 mos
Citigroup Global Markets INC.
September 2023 - January 2025 · 1 yr 4 mos
Cetera Investment Advisers LLC
April 2014 - September 2023 · 9 yrs 5 mos
Cetera Investment Services LLCBroker
April 2014 - September 2023 · 9 yrs 5 mos
Citigroup Global Markets INC.
June 2010 - April 2014 · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
June 2010 - April 2014 · 3 yrs 10 mos
Wells Fargo Investments, LLCBroker
July 2009 - January 2010 · 6 mos
Wells Fargo Investments, LLC
July 2009 - January 2010 · 6 mos
E*trade Capital Management, LLC
January 2009 - May 2009 · 4 mos
E*trade Securities LLCBroker
September 2007 - May 2009 · 1 yr 8 mos
Banc of America Investment Services, INC.
July 2006 - September 2007 · 1 yr 2 mos
Banc of America Investment Services, INC.Broker
June 2006 - September 2007 · 1 yr 3 mos
Global-American Investments, INC.Broker
July 2001 - June 2006 · 4 yrs 11 mos
Leo Group, INC.Broker
January 2001 - May 2001 · 4 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.