Mindy Helfrich
Mindy Helfrich is a registered investment advisor at LPL Financial LLC, based in Omaha, NE, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
14217 Dayton Circle Suite 3, Omaha, NE, 68137
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mindy spends about 10-20% of her time on non-variable insurance since 2011. She also dedicates full-time hours to Helfrich Financial Services LLC and Vintage Financial Group, LLC, and minimal time as a notary.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Capital Analysts, Incorporated
Capital Analysts, IncorporatedBroker
Sunset Financial Services, INC.Broker
Ascend Financial Services, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.