Patricia Niles is a registered investment advisor, based in Lambertville, NJ, with 24 years of industry experience.
Location
Lambertville, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patricia is an associate/employee and branch manager at Lutschaunig Wealth Management since February 2024. This takes about half of Patricia's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2024 - Present · 2 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Janney Montgomery Scott LLC
March 2014 - February 2024 · 9 yrs 11 mos
Janney Montgomery Scott LLCBroker
March 2014 - February 2024 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - March 2014 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2007 - March 2014 · 6 yrs 6 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - September 2007 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2006 - March 2007 · 3 mos
RBC Dain Rauscher INC.Broker
March 2002 - October 2005 · 3 yrs 7 mos
Tucker Anthony IncorporatedBroker
May 2000 - March 2002 · 1 yr 10 mos
State Registrations22 states
CACOCTDCDEFLGAIAKYMDMINCNJNMNYOHPASCSDTXUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.