RN
RN

Richard Neville

25 Years of Experience
Hampton, NH
BrokerSells Insurance

Richard Neville is a registered investment advisor at LPL Financial LLC, based in Hampton, NH, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

One Merrill Dr. #15, Towle Office Park, Hampton, NH, 03842

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is involved in non-variable insurance and owns multiple real estate rental properties since 2007 and 2015, dedicating minimal time to each. He also works as a notary public since 2014, spending minimal time per month.

Employment History
Current Registrations
LPL Financial LLC
April 2001 - Present · 25 yrs 1 mo
LPL Financial LLCBroker
April 2000 - Present · 26 yrs 1 mo
State Registrations30 states
AKAZCACOCTDCFLIDILINKYMAMDMEMTNCNHNJNVNYPARISCTNTXUTVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.