Joe Zimmerman is a registered investment advisor, based in Houston, TX, with 26 years of industry experience. Joe is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joe works as an investment advisor representative for Investment Research Corporation, dedicating about half his time to client portfolio management and advisor support. He also owns a fixed insurance product sales and distribution business, spending about 10-20% of his time providing insurance products, training, and support to licensed insurance agents, and works as a part-time computer support consultant for Terra Staffing.
Employment History
Current Registrations
World Capital Brokerage, INC.
Investment Research CORP
World Capital Brokerage, INC.Broker
Previous Registrations
SA Stone Wealth Management INC.Broker
SA Stone Investment Advisors INC.
Quest Capital Strategies, INC.
Quest Capital Strategies, INC.Broker
Proequities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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