Seth Kelley is a registered investment advisor, based in Forest City, IA, with 25 years of industry experience.
Location
136 S 4th Street, Forest City, IA, 50436
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
American Global Wealth Management, INC.
January 2026 - Present · 4 mos
American Global Wealth Management, INC.Broker
January 2026 - Present · 4 mos
Oasis Advisors
June 2025 - Present · 11 mos
Previous Registrations
Cape Securities INC.Broker
November 2023 - January 2026 · 2 yrs 2 mos
Purshe Kaplan Sterling InvestmentsBroker
July 2022 - November 2023 · 1 yr 4 mos
PFS Investments INC.Broker
January 2008 - June 2022 · 14 yrs 5 mos
PFS Investments INC.Broker
June 2000 - December 2007 · 7 yrs 6 mos
State Registrations9 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.