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Innocent Enaye

24 Years of Experience
Elmsford, NY
Broker

Innocent Enaye is a registered investment advisor at Allstate Financial Advisors, LLC, based in Elmsford, NY, with 24 years of industry experience. Innocent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 280 clients with $82M in assets under management.

Compensation
N/A
Firm Size
336 advisors
Number of Clients
280 clients
Average Client Portfolio
$293K average
Assets Under Management
$82.0M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Allstate Financial Advisors (AFA) uses Fidelity Institutional Wealth Adviser's (FIWA) FMAX wrap fee program. The fee covers investment advice and trading costs, based on a percentage of the assets managed, up to 1.5%. AFA receives part of this fee, creating a potential conflict of interest. Clients should compare the FMAX program's overall cost and service with other options, including brokerage accounts and other advisor programs.

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Location

25 E Main St, Elmsford, NY, 10523-2608

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Innocent is the owner of Tangent Point LLC, where he provides tax preparation and representation services. This activity, which is not investment-related, takes about 10-20% of his time.

Employment History
Current Registrations
Allstate Financial Advisors, LLC
April 2017 - Present · 9 yrs 1 mo
Allstate Financial Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Cetera Investment Advisers LLC
August 2013 - March 2017 · 3 yrs 7 mos
Cetera Financial Specialists LLCBroker
August 2013 - March 2017 · 3 yrs 7 mos
Summit Financial Group INC
March 2011 - December 2011 · 9 mos
Summit Brokerage Services, INC.Broker
March 2011 - December 2011 · 9 mos
AXA Advisors, LLC
February 2003 - March 2011 · 8 yrs 1 mo
AXA Advisors, LLCBroker
February 2003 - March 2011 · 8 yrs 1 mo
Signator Investors, INC.
September 2000 - December 2002 · 2 yrs 3 mos
Signator Investors, INC.Broker
June 2000 - March 2003 · 2 yrs 9 mos
State Registrations4 states
CACTNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Innocent Enaye - Financial Advisor | TrueAdvisor