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Michael O'brien

25 Years of Experience
Corning, NY
Broker

Michael O'brien is a registered investment advisor at Wells Fargo Advisors, based in Corning, NY, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

99 W 1st St, Corning, NY, 14830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael owns O'Brien-Adams Enterprises LLC, an investment-related business, and spends minimal time on it. He also owns MOB Real Estate Holdings, LLC, which holds an office building, and dedicates minimal time to it.

Employment History
Current Registrations
Wells Fargo Advisors
August 2018 - Present · 7 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2011 - Present · 15 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
May 2013 - December 2015 · 2 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
May 2011 - December 2012 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - April 2011 · 3 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
October 2000 - January 2008 · 7 yrs 3 mos
Nathan & Lewis Securities, INC.Broker
August 2000 - October 2000 · 2 mos
A. G. Edwards & Sons, INC.Broker
May 2000 - August 2000 · 3 mos
State Registrations42 states
AZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMIMNMOMTNCNHNJNMNVNYOHORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael O'brien - Financial Advisor | TrueAdvisor