Ali Carmen
Ali Carmen is a registered investment advisor at Northern Trust Securities, INC, based in Chicago, IL, with 25 years of industry experience. Ali is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 2,053 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.75% |
Rates apply to Fund Strategist Portfolio, Strategist UMA, and Equity and Balanced SMA strategies. Fixed Income SMA strategies have a separate schedule starting at 0.55%. Manager fees and product-level fees are in addition to these advisory fees.
Fee Estimator
Location
50 South LaSalle, Chicago, IL, 60603
Get directionsHistory
Regulatory History (2)
Financial
March 2018Financial
March 2018Employment History
Current Registrations
Northern Trust Securities, INC
Northern Trust Securities, INC.Broker
Northern Trust Securities, INC.
Previous Registrations
Sanford C. Bernstein & CO., LLCBroker
Sanford C. Bernstein & CO., INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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