Sergio Sardera is a registered investment advisor, based in New York, NY, with 22 years of industry experience.
Location
1700 Broadway, 7th Floor, New York, NY, 10019
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sergio is a partner at Ridge Retirement Consultants and co-trustee of the Regine Sardera Irrevocable Trust, dedicating minimal time to each. He is also a licensed insurance agent selling non-variable insurance and annuities, spending minimal time on this activity as well.
Employment History
Current Registrations
World Investments, LLCBroker
World Investment Advisors, LLC
Previous Registrations
Pensionmark Securities, LLCBroker
Pensionmark Securities, LLCBroker
Capfinancial Securities, LLC.Broker
Raymond James Financial Services, INC.Broker
NFP Advisor Services, LLCBroker
NFP Securities, INC.Broker
Princor Financial Services CorporationBroker
Middlegate Securities LTD.Broker
Middlegate Securities LTD.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.