Karen Looper is a registered investment advisor at Morgan Stanley, based in Modesto, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1020 10th Street, 2nd Floor, Modesto, CA, 95354
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Karen is doing business as (DBA) for LPL business through BMO Investment Services. She also works as an advisor and VP at BMO Bank NA, spending nearly full-time hours there, and is a notary at BMO Harris Bank, spending minimal time. Finally, Karen is a business owner at JL Quality Consulting, dedicating minimal time.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Bancwest Investment Services, INC.Broker
Bancwest Investment Services, INC. (bwis)
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
State Registrations53 states
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