Noel Simons
Noel Simons is a registered investment advisor at Janney Montgomery Scott LLC, based in Charlotte, NC, with 25 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
4064 Colony Road, Two Morrocroft Centre, Suite 450, Charlotte, NC, 28211
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2009Other Business Activities
Noel is involved with Burnt Thumb Ventures, LLC and Lease Land, both located in Charlotte, NC. These activities are not investment-related and require minimal time commitment.
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Bb&t Securities, LLCBroker
Bb&t Securities, LLC
Scott & Stringfellow, LLC
Scott & Stringfellow, LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Bacap Distributors, LLCBroker
Allmerica Investments, INC.Broker
First Investors CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.