SF
SF

Stephen Fiacco

25 Years of Experience
Bozeman, MT
1 DisclosureBroker

Stephen Fiacco is a registered investment advisor at Wells Fargo Advisors, based in Bozeman, MT, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

105 East Oak, Unit 1A, Bozeman, MT, 59715

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History

Regulatory History (1)
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Criminal
May 1990
Final Disposition
Other Business Activities

Stephen co-owns rental property in Ocean City, MD with his spouse and dedicates minimal time to it. He also has ownership stakes in STSMI LLC and Fiacco STS Inc, spending about half his time on STSMI LLC and minimal time on Fiacco STS Inc.

Employment History
Current Registrations
Wells Fargo Advisors
July 2023 - Present · 2 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - Present · 3 yrs
Previous Registrations
Janus Henderson Distributors US LLCBroker
May 2012 - April 2023 · 10 yrs 11 mos
Cohen & Steers Securities, LLCBroker
November 2010 - May 2012 · 1 yr 6 mos
New York Life Investment Management LLC
October 2004 - August 2010 · 5 yrs 10 mos
Nylife Distributors LLCBroker
October 2004 - August 2010 · 5 yrs 10 mos
Lord Abbett Distributor LLCBroker
January 2004 - September 2004 · 8 mos
Blackrock Investments, INC.Broker
April 2000 - January 2004 · 3 yrs 9 mos
State Registrations36 states
ALAZCACOCTDEFLGAILKSKYLAMAMDMEMIMNMOMTNCNHNJNVNYOHORPASCSDTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.