Sherri Thomas is a registered investment advisor, based in Greenwood Village, CO, with 25 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
May 2023 - Present · 3 yrs
Empower Advisory Group, LLC
May 2023 - Present · 3 yrs
Empower Financial Services, INC.Broker
May 2023 - Present · 3 yrs
Previous Registrations
VALIC Financial Advisors, INC.
August 2022 - April 2023 · 8 mos
VALIC Financial Advisors, INC.Broker
August 2022 - April 2023 · 8 mos
Allstate Financial Advisors, LLC
December 2018 - August 2022 · 3 yrs 8 mos
Allstate Financial Services, LLCBroker
December 2018 - August 2022 · 3 yrs 8 mos
CUNA Brokerage Services, INC.
April 2015 - December 2018 · 3 yrs 8 mos
CUNA Brokerage Services, INC.Broker
April 2015 - December 2018 · 3 yrs 8 mos
Nationwide Investment Advisors, LLC
December 2006 - March 2015 · 8 yrs 3 mos
Nationwide Investment Services Corporation
June 2006 - December 2006 · 6 mos
Nationwide Investment Services CorporationBroker
September 2002 - March 2015 · 12 yrs 6 mos
Allstate Financial Services, LLCBroker
June 2000 - September 2002 · 2 yrs 3 mos
State Registrations2 states
MSTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.