DH
DH

Deborah Hardy

22 Years of Experience
St. Petersburg, FL
Broker

Deborah Hardy is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
August 2024 - Present · 1 yr 9 mos
Raymond James & Associates, INC.
August 2024 - Present · 1 yr 9 mos
Raymond James & Associates, INC.Broker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
November 2017 - August 2024 · 6 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2017 - August 2024 · 7 yrs
Crown Capital Securities, L.P.Broker
January 2017 - August 2017 · 7 mos
Edward JonesBroker
January 2015 - December 2016 · 1 yr 11 mos
Edward JonesBroker
October 2014 - December 2014 · 2 mos
Cliftonlarsonallen Wealth Advisors, LLCBroker
January 2014 - October 2014 · 9 mos
Valmark Securities, INC.Broker
October 2011 - March 2013 · 1 yr 5 mos
Harris Investor Services, INC.Broker
November 2010 - September 2011 · 10 mos
Chase Investment Services CORP.Broker
October 2007 - June 2009 · 1 yr 8 mos
Charles Schwab & CO., INC.Broker
July 2000 - June 2007 · 6 yrs 11 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deborah Hardy - Financial Advisor | TrueAdvisor