LH
LH

Linda Harrington

25 Years of Experience
Scottsdale, AZ
Broker

Linda Harrington is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 25 years of industry experience. Linda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Osaic Wealth, INC.
September 2023 - Present · 2 yrs 8 mos
Osaic Wealth, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Sagepoint Financial, INC.Broker
January 2021 - September 2023 · 2 yrs 8 mos
Sagepoint Financial, INC.
January 2021 - September 2023 · 2 yrs 8 mos
Securities America, INC.Broker
November 2020 - June 2024 · 3 yrs 7 mos
Securities America Advisors, INC.
November 2020 - June 2024 · 3 yrs 7 mos
Kms Financial Services, INC.Broker
August 2017 - January 2021 · 3 yrs 5 mos
Kms Financial Services, INC
August 2017 - November 2020 · 3 yrs 3 mos
Capital One Financial Advisors LLC
October 2014 - January 2015 · 3 mos
Capital One Investment Services LLCBroker
October 2014 - February 2015 · 4 mos
Capital One Advisors, LLC
April 2011 - February 2017 · 5 yrs 10 mos
Capital One Investing, LLCBroker
March 2011 - February 2017 · 5 yrs 11 mos
Park Avenue Securities LLCBroker
January 2011 - March 2011 · 2 mos
Skb SecuritiesBroker
April 2006 - October 2010 · 4 yrs 6 mos
M Holdings Securities, INC.
July 2003 - May 2006 · 2 yrs 10 mos
M Holdings Securities, INC.Broker
July 2003 - May 2006 · 2 yrs 10 mos
Safeco Investment Services, INC.
September 2000 - July 2003 · 2 yrs 10 mos
Safeco Investment Services, INC.Broker
May 2000 - July 2003 · 3 yrs 2 mos
State Registrations1 state
WA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Linda Harrington - Financial Advisor | TrueAdvisor