SN
SN
Scott Nelson
25 Years of Experience
Middleton, WI
1 Disclosure
Scott Nelson is a registered investment advisor at Nelson Financial Services, based in Middleton, WI, with 25 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 25 clients with $5.8M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
25 clients
Average Client Portfolio
$231K average
Assets Under Management
$5.8M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees may be negotiable based on assets under management.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Middleton, WI
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2002Denied
Employment History
Current Registrations
Nelson Financial Services
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
NFP Retirement INC.
June 2021 - August 2023 · 2 yrs 2 mos
Wea Financial Advisors, INC.
December 2019 - June 2021 · 1 yr 6 mos
Wea Investment Services, INC.Broker
July 2018 - June 2021 · 2 yrs 11 mos
Wisco Investment Management LLC
January 2018 - June 2018 · 5 mos
Nelson Financial Services
January 2012 - January 2018 · 6 yrs
Packerland Brokerage Services, INC.
August 2003 - December 2011 · 8 yrs 4 mos
Packerland Brokerage Services, INC.Broker
August 2003 - December 2011 · 8 yrs 4 mos
Ameritas Investment CORP.Broker
December 2002 - August 2003 · 8 mos
MML Investors Services, INC.Broker
April 2000 - December 2002 · 2 yrs 8 mos
State Registrations2 states
TXWI
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.