Maria Monroe is a registered investment advisor at LPL Financial LLC, based in Phoenix, AZ, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Phoenix, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Cetera Financial Specialists LLCBroker
Fsc Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Advantage Capital CorporationBroker
Sagepoint Financial, INC.Broker
Aig Retirement Advisors, INC.Broker
Aig Financial Advisors, INC.Broker
Sunamerica Securities, INC.Broker
Banc One Securities CorporationBroker
Capital Brokerage CorporationBroker
Charles Schwab & CO., INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.