John Stogner is a registered investment advisor, based in Lexington, KY, with 25 years of industry experience.
Location
201 E. Main St, Suite 520, Lexington, KY, 40507
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the executor of his mother's estate and 100% owner of rental property. He is also the co-founder of Triple Crown Financial, a DBA for Cetera business.
Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 7 yrs 1 mo
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 1 mo
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 1 mo
Previous Registrations
Foresters Advisory Services, LLC
June 2017 - June 2019 · 2 yrs
Foresters Financial Services, INC.Broker
May 2000 - June 2019 · 19 yrs 1 mo
State Registrations23 states
ALAZCACOFLGAHIINKYMDMIMNMSNCNMOHORPASCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.