KF
KF
Kevin Frank
24 Years of Experience
Lone Tree, CO
1 DisclosureBroker
Kevin Frank is a registered investment advisor at Charles Schwab & CO., INC., based in Lone Tree, CO, with 24 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
9800 Schwab Way, Lone Tree, CO, 80124
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019Withdrawn
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
January 2022 - Present · 4 yrs 9 mos
Charles Schwab & CO., INC.
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
TD Ameritrade, INC.Broker
January 2016 - January 2022 · 6 yrs
TD Ameritrade, INC.
January 2016 - January 2022 · 6 yrs
Fidelity Brokerage Services LLCBroker
August 2015 - January 2016 · 5 mos
Tiaa-Cref Advice and Planning Services
June 2007 - August 2014 · 7 yrs 2 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
June 2007 - August 2014 · 7 yrs 2 mos
Chase Investment Services CORP.
October 2005 - May 2007 · 1 yr 7 mos
Chase Investment Services CORP.Broker
October 2005 - May 2007 · 1 yr 7 mos
Nationwide Securities, INC.Broker
February 2005 - June 2005 · 4 mos
Prudential Financial Planning Services
November 2003 - February 2005 · 1 yr 3 mos
Pruco Securities, LLC.Broker
October 2003 - February 2005 · 1 yr 4 mos
Nylife Securities INC.Broker
September 2003 - November 2003 · 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2000 - August 2003 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2000 - August 2003 · 3 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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