Barclay Vajda
Barclay Vajda is a registered investment advisor at Embark Wealth Management, LLC, based in Tempe, AZ, with 10 years of industry experience. Barclay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 388 clients with $52M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $200K | 1.40% |
| $200K - $300K | 1.30% |
| $300K - $400K | 1.20% |
| $400K - $500K | 1.10% |
| $500K+ | 1.00% |
Fees are negotiable depending on the client's needs and complexity of the situation.
Fee Estimator
Location
398 S Mill Avenue, Suite 302, Tempe, AZ, 85281
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Barclay is a licensed insurance agent.
Employment History
Current Registrations
Embark Wealth Management, LLC
Previous Registrations
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Mfs Fund Distributors, INC.Broker
Charles Schwab & CO., INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.