Gerardo Soriano
Gerardo Soriano is a registered investment advisor at LPL Financial LLC, based in Bloomingdale, IL, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
170 S Bloomingdale Rd Ste 300, Bloomingdale, IL, 60108
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Regulatory History (1)
Customer Dispute
July 2009Other Business ActivitiesSells Insurance
Gerardo is a long-term care agent for Mutual of Omaha LTC Insurance Company, dedicating minimal time to this role. He also has multiple business entities for tax and investment purposes, and DBAs related to his LPL business, spending about a quarter of his time on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Tcf Investments, INC.Broker
Citicorp Investment ServicesBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.