Scott Haley is a CFP-designated registered investment advisor, based in Loudon, TN, with 25 years of industry experience.
Location
Loudon, TN
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott is the owner of Mainsail Wealth Advisors, a support company, and spends minimal time on it. He is also a partner in SSJJ Properties, LLC, a rental real estate business, dedicating minimal time to property maintenance and rentals.
Employment History
Current Registrations
Raymond James Financial Services, INC.
September 2013 - Present · 12 yrs 8 mos
Raymond James Financial Services Advisors, INC
September 2013 - Present · 12 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - September 2013 · 5 yrs 8 mos
Wells Fargo Advisors, LLCBroker
January 2008 - September 2013 · 5 yrs 8 mos
A. G. Edwards & Sons, INC.
November 2000 - January 2008 · 7 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
June 2000 - January 2008 · 7 yrs 7 mos
State Registrations34 states
ALAZCACOCTDCDEFLGAILINLAMAMDMEMIMOMSMTNCNENHNMNVNYOHRISCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.