Brian Harris is a CFA-designated registered investment advisor at Harris Wealth Management, based in Ventura, CA, with 20 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 5 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Applies to in-house management (with a $1,000 annual minimum) and Betterment for Advisors management (with a $0 minimum and an additional 0.25% Betterment platform fee). Fees are negotiable.
Fee Estimator
Location
Ventura, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian works as a mortgage broker for Harris Mortgage since 2018, dedicating nearly full-time hours to this activity. He dedicates the majority of his time to other business activities during trading hours.
Employment History
Current Registrations
Harris Wealth Management
Previous Registrations
Globalmacro Capital Management, LLC
Variant Capital L.P.
West Coast Asset Management,inc.
A&m Investment Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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