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Ronald Whittingham
25 Years of Experience
Orland Park, IL
2 DisclosuresBroker
Ronald Whittingham is a registered investment advisor at Cetera Investment Advisers LLC, based in Orland Park, IL, with 25 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
15321 S 94th Ave Ste 100, Orland Park, IL, 60462
Get directionsHistory
Regulatory History (2)
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Regulatory
February 2022Final
Regulatory
October 2021Final
Other Business Activities
Ronald is a managing director at Megent Financial, providing financial services since 2016, dedicating full-time hours to this. He also owns a rental property called Forty Acres Woods Retreat, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
February 2019 - Present · 7 yrs 3 mos
Cetera Advisors LLCBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
February 2019 - March 2024 · 5 yrs 1 mo
Opus Wealth Management Group
April 2016 - March 2019 · 2 yrs 11 mos
LPL Financial LLCBroker
April 2016 - March 2019 · 2 yrs 11 mos
Fsc Securities Corporation
September 2012 - May 2016 · 3 yrs 8 mos
Fsc Securities CorporationBroker
September 2012 - May 2016 · 3 yrs 8 mos
Advice Network Consultants, LLC
October 2008 - December 2012 · 4 yrs 2 mos
LPL Financial LLC
August 2008 - October 2012 · 4 yrs 2 mos
LPL Financial LLCBroker
December 2001 - October 2012 · 10 yrs 10 mos
Lasalle St Securities, L.L.C.Broker
May 2000 - November 2001 · 1 yr 6 mos
State Registrations18 states
ARAZCOFLGAILINMIMNMONMNVPASCSDTNTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.