Jay Panzer
Jay Panzer is a registered investment advisor at LPL Financial LLC, based in Grand Forks, ND, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4501 S Washington St, Grand Forks, ND, 58201
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2021Customer Dispute
March 2014Other Business ActivitiesSells Insurance
Jay has several investment-related business activities, including DBAs for LPL business, working as an IAR for ICA Group Wealth Management, LLC, and working with Investment Centers Advisor Group Insurance. He also engages in non-variable insurance activities, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ica Group Wealth Management, LLC
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.