Jay Panzer
Jay Panzer is a registered investment advisor at LPL Financial LLC, based in Grand Forks, ND, with 26 years of industry experience. Jay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4501 S Washington St, Grand Forks, ND, 58201
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2021Customer Dispute
March 2014Other Business ActivitiesSells Insurance
Jay has several investment-related business activities, including DBAs for LPL business, working as an IAR for ICA Group Wealth Management, LLC, and working with Investment Centers Advisor Group Insurance. He also engages in non-variable insurance activities, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ica Group Wealth Management, LLC
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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