Daniel Rohlfing is a CFP-designated registered investment advisor at Lantz Financial LLC, based in Naperville, IL, with 19 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 669 clients with $990M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Lantz Financial charges a fee based on the value of your portfolio, not to exceed 1.25%. They may require a minimum annual household fee of $1,000. If you terminate your account within 12 months, they may charge a $1,000 termination fee. They may also charge separate fixed fees for additional advisory or planning services, which will be disclosed in advance.
Location
1733 Park Street, Suite 350, Naperville, IL, 60563
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Lantz Financial LLC
Previous Registrations
Private Client Services, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.