TrueAdvisor
TrueAdvisor
ST
CFP
ST
CFP

Steven Testino

Private Advisor Group, LLC
25 Years of Experience
Pompton Lakes, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Testino is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Pompton Lakes, NJ, with 25 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

435 Ringwood Avenue, Pompton Lakes, NJ, 07442

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Steven owns rental real estate and sells fixed and whole life insurance. He also dedicates nearly all of his time to providing investment advisory services through Private Advisor Group, LLC and MSIX Capital Partners.

Employment History
Current Registrations
Private Advisor Group, LLC
May 2023 - Present · 3 yrs 5 mos
LPL Financial LLC
May 2023 - Present · 3 yrs 5 mos
LPL Financial LLCBroker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Independent Financial Partners
August 2019 - May 2023 · 3 yrs 9 mos
Ifp Securities, LLCBroker
August 2019 - May 2023 · 3 yrs 9 mos
Private Portfolio Partners, LLC
June 2017 - August 2019 · 2 yrs 2 mos
Integra Investment Service, LLC
March 2005 - December 2009 · 4 yrs 9 mos
LPL Financial LLCBroker
January 2005 - September 2019 · 14 yrs 8 mos
LPL Financial LLC
January 2005 - September 2019 · 14 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2002 - January 2005 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2002 - January 2005 · 2 yrs 5 mos
Morgan Stanley
May 2002 - August 2002 · 3 mos
Morgan Stanley Dw INC.Broker
March 2001 - August 2002 · 1 yr 5 mos
Nori, Hennion, Walsh, INC.Broker
September 2000 - January 2001 · 4 mos
Pruco Securities CorporationBroker
May 2000 - June 2000 · 1 mo
State Registrations12 states
CACOCTFLMAMEMINJNYPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Pompton Lakes, NJ →All financial advisors in New Jersey →