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Amy Riggs

Nationwide Investment Advisors, LLC
25 Years of Experience
Columbus, OH
Broker
View SEC Summary
View SEC Summary

Amy Riggs is a registered investment advisor at Nationwide Investment Advisors, LLC, based in Columbus, OH, with 25 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 251,223 clients with $17B in assets under management.

Nationwide Investment Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
392 advisors
Number of Clients
251,223 clients
Average Client Portfolio
$67K average
Assets Under Management
$16.7B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee is up to 1.00% for participant accounts, up to 0.65% for governmental and institutional plan participants, up to 0.50% for the Advice Program, and up to 0.02% for Smart Alliance. Fees are negotiable at the plan level.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

One Nationwide Plaza, 03-07-202, Columbus, OH, 43215

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nationwide Investment Advisors, LLC
March 2016 - Present · 10 yrs 7 mos
Nationwide Investment Services CorporationBroker
May 2010 - Present · 16 yrs 5 mos
Previous Registrations
Nationwide Securities, LLC
August 2010 - March 2016 · 5 yrs 7 mos
Nationwide Securities, LLCBroker
June 2010 - December 2010 · 6 mos
Chase Investment Services CORP.
May 2009 - May 2010 · 1 yr
Chase Investment Services CORP.Broker
April 2007 - May 2010 · 3 yrs 1 mo
Bisys Fund Services Limited PartnershipBroker
November 2000 - April 2006 · 5 yrs 5 mos
American Express Financial Advisors INC.Broker
May 2000 - August 2000 · 3 mos
Ids Life Insurance CompanyBroker
May 2000 - August 2000 · 3 mos
State Registrations2 states
CAOH
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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