DL
CFP
DL
CFP

Dominic Lucente

26 Years of Experience
Manchester, NH
BrokerSells Insurance

Dominic Lucente is a CFP-designated registered investment advisor at LPL Financial LLC, based in Manchester, NH, with 26 years of industry experience. Dominic is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

425 Hooksett Road, Manchester, NH, 03104-2632

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dominic sells non-variable and health insurance, dedicating minimal time to it. He is also associated with Northeast Planning Associates, Inc. as a DBA for LPL business and a Registered Investment Advisor, providing financial planning for a fee.

Employment History
Current Registrations
LPL Financial LLC
July 2007 - Present · 19 yrs 3 mos
LPL Financial LLC
July 2007 - Present · 19 yrs 3 mos
LPL Financial LLCBroker
July 2007 - Present · 19 yrs 3 mos
Northeast Planning Associates, INC.
August 2005 - Present · 21 yrs 2 mos
Previous Registrations
Mutual Service CorporationBroker
August 2005 - December 2007 · 2 yrs 4 mos
American Portfolios Advisors, INC
March 2003 - November 2007 · 4 yrs 8 mos
American Portfolios Financial Services, INC.Broker
January 2002 - August 2005 · 3 yrs 7 mos
Pruco Securities CorporationBroker
May 2000 - February 2002 · 1 yr 9 mos
State Registrations24 states
AZCACOCTFLHIIDKYMAMEMIMTNCNHNJNYOHOKSCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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