Maria Shields
Maria Shields is a registered investment advisor at Ameriprise Financial Services, LLC, based in King of Prussia, PA, with 25 years of industry experience. Maria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
610 Freedom Business Ctr Dr, Ste 230, King of Prussia, PA, 19406-1329
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2004Other Business Activities
Maria owns real estate, is involved in two other businesses, and serves as a board member/trustee for Shields. These activities take a few hours per week each.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.