Joel Diaz is a registered investment advisor at Anchored Wealth, based in The Woodlands, TX, with 18 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 19 clients with $7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $25.0M | 0.60% |
| $25.0M - $100.0M | 0.50% |
| $100M+ | 0.50% |
Fees are negotiable for accounts over $100,000,000. There are separate fee schedules for equity/blended accounts and cash/cash equivalents/U.S. Treasuries. The schedule above is for equity/blended accounts. The fee schedule for cash, cash equivalents, and U.S. Treasuries is: - **First $25 million:** 0.50% - **Next $25 million:** 0.40% - **Next $50 million:** 0.30% - **Over $100 million:** Negotiable
Fee Estimator
Location
1725 Hughes Landing Blvd., 11th Floor, The Woodlands, TX, 77380
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joel is the president of TSD Capital, LLC, an asset holding company, spending minimal time on it. He is also a licensed insurance agent with Texas Group One since June 2024, selling insurance products, dedicating minimal time to this as well.
Employment History
Current Registrations
Anchored Wealth
Previous Registrations
First Horizon Advisors, INC.Broker
First Horizon Advisors, INC
Engrave Wealth Partners, LLC
Capital One Investing, LLCBroker
Capital One Investment Services LLCBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities of Texas, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.